Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonny? Claim Your ProfileSonny Lee Carpenter is an investment advisor representative, registered in 29 states, as well as a registered investment advisor in California and Texas. Sonny has been active in the financial industry since May 25, 2002, and has a strong background in securities, investment advisory, and options trading. Sonny is currently registered with Fidelity Personal And Workplace Advisors, where they have been employed since July 2018. Prior to that Sonny was employed by Scottrade, Inc. and E*TRADE SECURITIES LLC. Sonny has a deep understanding of financial markets and a commitment to providing personalized financial guidance to individuals, families, and businesses. Sonny's expertise includes financial planning, portfolio management, and investment education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SACRAMENTO CA)
CA
04/24/2008 - 07/26/2010
SCOTTRADE, INC. (SACRAMENTO CA)
CA
10/10/2000 - 09/18/2006
E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)
IA
Issued 06/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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