Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonny? Claim Your ProfileSonny James Neville is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Sonny has been in the industry since April 27, 2021, and holds Series 7TO, SIE and Series 66 licenses. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Sonny was employed by EQUITABLE ADVISORS, LLC. Sonny has registrations in 53 states and is registered with FINRA and the State of California. Sonny primarily works with corporations, individuals, and charitable organizations. In addition to providing portfolio management services, Sonny also offers other services such as performance measurement reports, allocation modeling, IPS, research reports, and services, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/03/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
02/18/2021 - 05/24/2021
EQUITABLE ADVISORS, LLC (STAMFORD CT)
BOTH
Issued 04/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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