Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonja? Claim Your ProfileSonja Louise Rath is a financial advisor with over 20 years of experience in the industry. Sonja currently works for Capfinancial Securities, LLC. Sonja has held previous roles at Royal Alliance Associates, Inc., Franklin Templeton Financial Services Corp., and Franklin/Templeton Distributors, Inc. Sonja is licensed to provide financial advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/31/2021 - Present
Capfinancial Securities, LLC (Sacramento CA)
CA
03/02/2017 - 02/16/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)
CA
09/01/2015 - 04/05/2016
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (RANCHO CORDOVA CA)
CA
11/08/2006 - 04/05/2016
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
CA
03/16/1995 - 10/31/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 02/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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