Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonja? Claim Your ProfileSonja Gunda Rogers is a financial advisor with Wells Fargo Clearing Services, LLC in Frisco, Texas. She is licensed to provide investment advice in a number of states, and has over 25 years of experience in the financial industry. Sonja specializes in providing financial planning, investment management, and portfolio management services to individuals, corporations, and other institutions. She is also a board member for the University of North Texas Foundation, where she focuses on endowment management and other financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
07/01/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENTON TX)
MN
06/28/2001 - 06/30/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
DE
02/01/2001 - 06/29/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
10/02/1997 - 01/18/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/03/1986 - 10/28/1986
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 10/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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