Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonja? Claim Your ProfileSonja Dee Ross is a financial advisor with over 20 years of experience in the financial services industry. Sonja currently works as a Registered Representative at Raymond James & Associates, Inc., where she has been employed since 2007. Prior to that, Sonja worked at other prominent firms such as Robert W. Baird & Co. Incorporated, U.S. Bancorp Piper Jaffray Inc., The Advisors Group, Inc., and Dain Rauscher Incorporated. She holds licenses to sell securities in Arizona and holds the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/03/2007 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
05/21/2003 - 08/06/2007
ROBERT W. BAIRD & CO. INCORPORATED (SCOTTSDALE AZ)
MN
03/19/2002 - 05/30/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MD
10/31/2001 - 01/29/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
NY
03/16/1999 - 07/24/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
BC
Issued 05/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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