Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Ginnell is a financial advisor with over 35 years of experience in the financial services industry. Sonia is currently registered with Stifel, Nicolaus & Company, Inc. Sonia has held previous positions with MORGAN STANLEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Sonia holds a variety of licenses and certifications, including Series 3, 7, 8, 9, 10, 63, and 65. Sonia specializes in providing financial advice to individuals, families, and businesses. Sonia is committed to providing her clients with personalized financial planning and investment management services. Sonia helps her clients achieve their financial goals by providing them with the tools and resources they need to make informed investment decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/13/2021 - Present
Stifel, Nicolaus & Company, Inc. (FRISCO TX)
TX
11/14/2014 - 08/24/2021
MORGAN STANLEY (Dallas TX)
TX
03/04/1987 - 11/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVING TX)
NA
11/20/1985 - 02/26/1987
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 12/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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