Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Prentice Graham is a financial advisor with Raymond James & Associates, Inc. Sonia has been in the financial services industry since July 23, 1989. Sonia holds licenses in Arkansas and Texas. Sonia has held previous positions with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Mid-South Investment Corporation of Hot Springs, Allison, Rosenblum & Hannahs, Inc., Century Financial Securities, Inc., Titan Capital Corporation, and U.S. Associates, Inc. Sonia is located in Little Rock, AR and specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/27/2009 - Present
Raymond James & Associates, Inc. (LITTLE ROCK AR)
AR
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (LITTLE ROCK AR)
AR
02/05/1991 - 04/02/2007
MORGAN STANLEY DW INC. (LITTLE ROCK AR)
NA
12/19/1990 - 01/30/1991
MID-SOUTH INVESTMENT CORPORATION OF HOT SPRINGS
NA
04/02/1990 - 05/25/1990
ALLISON, ROSENBLUM & HANNAHS, INC.
NA
08/04/1989 - 12/05/1989
CENTURY FINANCIAL SECURITIES, INC.
CA
04/27/1989 - 07/10/1989
TITAN CAPITAL CORPORATION (IRVINE CA)
NA
05/25/1988 - 02/13/1989
U.S. ASSOCIATES, INC.
BOTH
Issued 02/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sonia Graham is the right advisor for you? Invested Better is here to help.
