Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Sandoval is a financial professional with over 18 years of experience in the financial services industry. Sonia is currently registered with Nuveen Securities, LLC, and has held previous positions at Northern Trust Securities, Inc., CitiCorp Investment Services, and Cabrera Capital Markets, Inc. Sonia holds Series 7, Series 63, and Series 53 licenses. Sonia is registered in Arizona, California, Florida, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/27/2016 - Present
Nuveen Securities, LLC (CHICAGO IL)
IL
12/13/2011 - 05/19/2016
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
01/20/2011 - 09/15/2011
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
12/09/2005 - 04/03/2009
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
10/17/2003 - 09/29/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IL
10/11/2001 - 08/19/2003
CABRERA CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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