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Sonia Maria Fernandez

Vectorglobal WMG

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About Sonia Maria Fernandez

Sonia Maria Fernandez is a financial advisor with Vectorglobal WMG. Sonia has been in the financial services industry since 2001. Sonia holds the Series 7, Series 31, and SIE licenses. Sonia is registered with the state of Florida and South Carolina. Sonia has previously worked for Kovack Securities Inc., Latin Securities Inc., UBS Financial Services Inc., HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Morgan Stanley DW Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Sonia Fernandez is currently registered with Vectorglobal WMG. Vectorglobal WMG is a Corporation, formed in 1993. They are registered in 21 states and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sonia Fernandez’s Registration & Firm History

FL

08/17/2023 - Present

Vectorglobal WMG (MIAMI FL)

FL

03/02/2023 - 04/21/2023

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

FL

07/17/2019 - 03/21/2023

LATIN SECURITIES INC. (Fort Lauderdale FL)

FL

11/17/2021 - 03/07/2022

KOVACK SECURITIES INC. (FORT LAUDERDALE FL)

FL

02/28/2012 - 07/23/2019

UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)

FL

01/01/2005 - 03/05/2012

HSBC SECURITIES (USA) INC. (MIAMI FL)

NY

09/16/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

07/05/2002 - 06/03/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

11/08/2000 - 06/19/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 08/03/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 11/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Sonia Maria Fernandez. Review regulatory record here.
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