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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Yearian is a financial advisor with over 28 years of experience in the financial services industry. Sonia has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2011. Prior to that, Sonia was a registered representative with Deutsche Bank Securities Inc. from January 2001 to May 2011. Sonia is licensed in 29 states and holds Series 63, 66 and 7 licenses, as well as the SIE exam. Sonia has a broad range of experience working with clients, including individuals, families, businesses, trusts, estates and pension plans. Sonia has the expertise and experience to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA MONICA CA)
CA
01/13/2001 - 05/10/2011
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
MD
04/25/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
06/02/1997 - 03/02/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/09/1996 - 07/19/1996
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
08/01/1995 - 02/01/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
02/09/1994 - 06/20/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 05/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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