Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Herlong is a registered representative with TD Securities (USA) LLC. She holds Series 63, SIE and Series 79 licenses. Sonia has been in the financial services industry since 2018 and has held registrations in New York and Texas. Sonia is currently located in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/03/2018 - Present
TD Securities (usa) LLC (HOUSTON TX)
BC
Issued 08/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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