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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Pittman is a financial advisor with Morgan Stanley. Sonia has been in the financial industry since November 2, 2008 and has been with Morgan Stanley since July 16, 2013. Sonia is registered with the state of Arizona and has been since July 13, 2022. Sonia is also registered with the state of California and has been since September 16, 2019. Sonia is also registered with the state of Texas and has been since April 23, 2020. Sonia holds the following licenses: Series 66, Series 9, Series 31, Series 7 and SIE. Sonia works out of the Los Angeles branch of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/23/2020 - Present
Morgan Stanley (Los Angeles CA)
CA
12/18/2017 - 09/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)
NV
07/16/2013 - 02/23/2017
MORGAN STANLEY (LAS VEGAS NV)
NV
01/03/2013 - 03/12/2013
MORGAN STANLEY (LAS VEGAS NV)
NV
06/09/2010 - 01/04/2011
THE INVESTMENT COUNSEL COMPANY OF NEVADA (LAS VEGAS NV)
NV
11/04/2008 - 04/15/2010
UBS FINANCIAL SERVICES INC. (HENDERSON NV)
NV
04/02/2007 - 11/05/2008
MORGAN STANLEY & CO. INCORPORATED (HENDERSON NV)
NV
05/09/2006 - 04/02/2007
MORGAN STANLEY DW INC. (HENDERSON NV)
BOTH
Issued 08/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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