Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Alexis is a financial advisor with over 20 years of experience in the industry. Sonia is registered with UBS Financial Services Inc. and has experience working with various clients including high-net-worth individuals, corporations, and charitable organizations. Sonia has also worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Murphey Favre, Inc. in the past. Sonia offers a variety of financial services including financial planning, portfolio management, and pension consulting. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
10/31/2008 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
11/18/1998 - 11/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLINGHAM WA)
CA
08/18/1993 - 10/10/1995
MURPHEY FAVRE, INC. (IRVINE CA)
IA
Issued 12/7/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 8/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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