Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Duy Bui is an investment advisor representative registered with the state of California. Sonia Duy Bui is associated with Iconiq Capital, LLC, where Sonia Duy Bui has been employed since November 2014. Sonia Duy Bui has also previously been registered with First Republic Securities Company, LLC from August 2014 to October 2014. Sonia Duy Bui has passed the Series 7 and Series 65 exams. Sonia Duy Bui's registrations include investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio managment for private foundations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/26/2015 - Present
Iconiq Capital, LLC (SAN FRANCISCO CA)
CA
08/20/2014 - 10/31/2014
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
IA
Issued 08/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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