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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Caban is an investment advisor representative and registered representative with Cambridge Investment Research Advisors, Inc. located in Woodbridge, Connecticut. Sonia has been in the financial services industry since 1991. Prior to joining Cambridge, Sonia worked for LPL FINANCIAL LLC, UBS PAINEWEBBER INC, BANKBOSTON INVESTOR SERVICES, INC, WALL STREET INVESTOR SERVICES, AMERICAN EXPRESS FINANCIAL ADVISORS INC, and IDS LIFE INSURANCE COMPANY. Sonia's current registrations are with the state of Connecticut as an Investment Adviser Representative. Sonia holds several industry licenses including Series 7, Series 24, Series 63 and Series 65. Sonia specializes in providing financial planning, portfolio management, and investment advisory services to individuals, high-net-worth individuals, businesses, and charitable organizations. Sonia also provides financial planning and investment advisory services for pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
04/16/2013 - Present
Cambridge Investment Research Advisors, Inc. (Woodbridge CT)
CT
08/22/2002 - 04/25/2013
LPL FINANCIAL LLC (WOODBRIDGE CT)
NJ
02/27/1998 - 09/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MA
11/17/1995 - 12/05/1997
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
05/15/1995 - 11/21/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
MN
01/24/1991 - 05/15/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/24/1991 - 05/15/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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