Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonia? Claim Your ProfileSonia Goforth is a financial advisor with KPP Advisory Services LLC, based in Louisville, Kentucky. Sonia has been in the financial services industry for over 20 years and holds a Series 63, 65, 7, 3, 9 and 10 licenses. Sonia previously worked with LPL Financial LLC, and Wells Fargo Advisors, LLC. Sonia is active in the community and is a registered corporate coach. Sonia is committed to providing her clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
01/06/2024 - Present
KPP Advisory Services LLC (Louisville KY)
KY
04/17/2017 - 07/20/2023
LPL FINANCIAL LLC (LOUISVILLE KY)
KY
07/01/2003 - 04/21/2015
WELLS FARGO ADVISORS, LLC (LEXINGTON KY)
NY
02/28/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/28/1995 - 09/16/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1997
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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