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Song Yon Yi

Schwab Wealth Advisory, Inc.

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About Song Yon Yi

Song Yi is an active investment advisor representative who has been in the industry since April 2002. Yi is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7 and Series 66 license. Yi is currently employed with Schwab Wealth Advisory, Inc. and has previously worked with USAA FINANCIAL ADVISORS, INC., CHASE INVESTMENT SERVICES CORP., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Yi offers portfolio management services for individuals and businesses, as well as financial planning services.

Firm Information

Song Yi is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Song Yi’s Registration & Firm History

WA

01/10/2021 - Present

Schwab Wealth Advisory, Inc. (Lakewood WA)

AZ

03/08/2011 - 05/11/2018

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

WA

07/09/2010 - 10/04/2010

CHASE INVESTMENT SERVICES CORP. (NEWCASTLE WA)

WA

10/16/2001 - 06/30/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TACOMA WA)

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Licenses & Designations

BOTH

Issued 10/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Song Yon Yi.
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