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Song hee Kim

TD Securities (usa) LLC

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About Song hee Kim

Song hee Kim is a registered representative with TD Securities (USA) LLC in San Francisco, CA. Song hee Kim has been in the securities industry since August 11, 2022. Song hee Kim has passed the Series 79TO and SIE exams. Previously, Song hee Kim was employed at Cowen and Company in San Francisco, CA.

Firm Information

Song hee Kim is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Song hee Kim’s Registration & Firm History

CA

03/08/2024 - Present

TD Securities (usa) LLC (SAN FRANCISCO CA)

CA

08/12/2022 - 04/10/2024

COWEN AND COMPANY (San Francisco CA)

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Licenses & Designations

BC

Issued 08/12/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Song hee Kim.
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