Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Song? Claim Your ProfileSong Shim is a financial advisor with Osaic Institutions, Inc. Song has been in the financial industry since 2012. Song is licensed in several states, including Pennsylvania and Florida. Song provides financial planning, pension consulting, and educational seminars to individuals and corporations. Song is also a registered investment advisor in Pennsylvania. Song's clients include high-net-worth individuals, corporations, and charitable organizations. Song is also a registered representative of Osaic Institutions, Inc. Song's firm is headquartered in Meriden, Connecticut and has offices in Harrisburg, Pennsylvania. Osaic Institutions, Inc. is an investment advisor and a broker-dealer. Song has a strong track record of success in the financial industry. Song is committed to providing their clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
05/30/2024 - Present
Osaic Institutions, Inc. (Harrisburg PA)
PA
02/01/2016 - 05/28/2024
CETERA INVESTMENT SERVICES LLC (HARRISBURG PA)
PA
04/01/2024 - 04/04/2024
OSAIC INSTITUTIONS, INC. (Harrisburg PA)
PA
10/01/2015 - 01/08/2016
CUSO FINANCIAL SERVICES, L.P. (HARRISBURG PA)
CA
10/01/2012 - 07/29/2015
J.P. MORGAN SECURITIES LLC (CERRITOS CA)
CA
08/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CERRITOS CA)
BOTH
Issued 05/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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