Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sondra? Claim Your ProfileSondra Forkner is a financial advisor with over 25 years of experience in the industry. Sondra is registered with LPL Financial LLC in California and Texas and specializes in a wide range of services, including portfolio management, financial planning, and investment advisory services. Prior to joining LPL Financial LLC, Sondra was a financial advisor at Lucia Securities, LLC, First Allied Securities, Inc., and Securities America, Inc. Sondra has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/12/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/12/2011 - 10/05/2020
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
11/09/2007 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/19/2006 - 05/11/2009
LUCIA FINANCIAL LLC (SAN DIEGO CA)
CA
02/22/2005 - 11/17/2007
SECURITIES AMERICA, INC. (SAN DIEGO CA)
CA
01/31/2006 - 02/15/2006
HELIX TRADING LLC (SAN DIEGO CA)
CA
02/29/2000 - 11/29/2004
GLOBAL RESOURCE INVESTMENTS, LTD. (CARLSBAD CA)
SC
03/23/1999 - 02/22/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
07/09/1997 - 03/19/1999
OWEN-JOSEPH SECURITIES, INC. (SAN DIEGO CA)
NY
03/04/1997 - 04/07/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/22/1987 - 01/23/1988
CONTINENTAL EQUITIES CORPORATION OF AMERICA
BOTH
Issued 12/19/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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