Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sondra? Claim Your ProfileSondra Collins Maddy has been in the financial services industry since 1992. She currently works as a registered representative for Wells Fargo Clearing Services, LLC. Sondra has a long and varied career, having worked previously at Wachovia Securities, LLC, First Union Brokerage Services, Inc., Smith Barney Inc., and Lehman Brothers Inc. She has a strong knowledge of the industry, having passed the Series 7, Series 99, Series 63, and SIE exams. Sondra is committed to providing her clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/04/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
10/01/2000 - 03/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/07/1995 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/31/1993 - 02/17/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
10/08/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2019
Series 99 - Operations Professional Examination
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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