Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonali? Claim Your ProfileSonali Gupta is a financial professional registered with the state of New York. Sonali works for the firm Mufg Securities Americas Inc. and is licensed to provide investment advice and sell securities. Sonali's licenses and registrations include Series 63, Series 79TO, Series 7TO, and SIE. Sonali has been in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 06/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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