Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sonali? Claim Your ProfileSonali Bhaumik is a financial advisor with Fidelity Personal And Workplace Advisors. Sonali is a registered investment advisor representative in California and Texas, and holds Series 7TO, Series 6, and Series 63 securities licenses. She also has the Series 65 investment advisor license. Sonali has been in the industry since 1999 and has worked at Fidelity Investments since November 2021. Sonali works with individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/19/2023 - Present
Fidelity Personal AND Workplace Advisors (BURLINGAME CA)
CA
01/12/2000 - 11/02/2001
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 04/22/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/06/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sonali Bhaumik is the right advisor for you? Invested Better is here to help.
