Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sona? Claim Your ProfileSona Rikhye is a financial advisor with over 10 years of experience in the industry. Sona is currently registered with LPL Financial LLC and is based in Walnut Creek, California. Sona has a diverse background in the financial industry, having previously worked with Raymond James Financial Services, Inc., Citigroup Global Markets Inc., and Wells Fargo Clearing Services, LLC. Sona holds Series 66, Series 7, and SIE licenses, and is also registered in California, Colorado, and Montana. Sona specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/18/2024 - Present
LPL Financial LLC (WALNUT CREEK CA)
CA
11/17/2021 - 04/23/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Patterson CA)
CA
12/18/2019 - 11/16/2021
CITIGROUP GLOBAL MARKETS INC. (PLEASANT HILL CA)
CA
09/25/2015 - 01/02/2020
WELLS FARGO CLEARING SERVICES, LLC (MILPITAS CA)
CA
08/27/2013 - 09/28/2015
EDWARD JONES (BRENTWOOD CA)
BOTH
Issued 10/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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