Unclaimed
Son Truong Vu is a financial advisor with over 20 years of experience in the industry. He is currently registered with Farmers Financial Solutions, LLC in California and holds Series 6, 26 and 63 licenses. Previously, Son worked with Allstate Financial Services, LLC in San Jose, California. Son has a strong background in investment company products and variable contracts, and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/15/2012 - Present
Farmers Financial Solutions, LLC (SAN JOSE CA)
CA
12/12/2000 - 06/10/2011
ALLSTATE FINANCIAL SERVICES, LLC (SAN JOSE CA)
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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