Unclaimed
Son Lam Le is a financial advisor at Ameriprise Financial Services, LLC and has over 28 years of experience in the financial services industry. Son Lam Le is registered with FINRA and holds Series 7, 24 and 66 licenses. Son Lam Le's firm, Ameriprise Financial Services, LLC, has been in business since 1905 and is headquartered in Minneapolis, Minnesota. Ameriprise Financial Services, LLC is an independent broker-dealer and investment advisor that provides financial planning and investment management services to individual and institutional clients. Son Lam Le is a registered representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/21/2009 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
03/24/1993 - 05/08/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/24/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
05/22/1990 - 04/08/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/22/1990 - 04/08/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Son Le is the right advisor for you? Invested Better is here to help.