Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sommer? Claim Your ProfileSommer Herman is a financial advisor with over 20 years of experience in the industry. Sommer is currently registered with Icapital Markets LLC in New York, New York. Sommer has a strong background in the financial services industry, having previously worked at Icapital Securities, LLC, Cambridge Investment Research, Inc., National Planning Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Smith Barney Inc. Sommer is a Series 7 and Series 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
12/02/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
OH
11/01/2017 - 08/03/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Cincinnati OH)
OH
04/29/2010 - 11/06/2017
NATIONAL PLANNING CORPORATION (WESTLAKE OH)
OH
02/27/2002 - 06/20/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTH OLMSTED OH)
NY
08/23/2000 - 12/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sommer Herman is the right advisor for you? Invested Better is here to help.
