Unclaimed
Solomon Mark Karmel is a financial advisor registered with Cetera Investment Advisers LLC. Solomon has been in the industry since July 2002 and has held registrations with other firms including First Allied Securities, Inc. and Morgan Stanley DW Inc. Solomon is licensed in several states including Arizona, Texas, and Washington. In addition to his work as an advisor, Solomon is also involved in several other businesses including retail sales, rental properties and a holding company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
11/12/2020 - Present
Cetera Investment Advisers LLC (BELLEVUE WA)
WA
04/03/2003 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BELLEVUE WA)
NY
05/24/2002 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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