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Solomon Mark Karmel

Cetera Investment Advisers LLC

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About Solomon Mark Karmel

Solomon Karmel is a registered investment advisor representative with Cetera Investment Advisers LLC. Solomon has been in the financial services industry since 2002. Solomon is licensed in 31 states and has passed 8 FINRA exams, including the Series 7, 66, 24, 10, 9, 31, SIE, and 99TO exams. Solomon has worked with First Allied Securities, Inc. and Morgan Stanley DW Inc. in the past. Cetera Investment Advisers LLC is a registered investment advisor based in Schaumburg, Illinois. The firm has approximately 423,554 accounts under management with $104,468,595,111 in assets. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, and selection of other advisors.

Firm Information

Solomon Karmel is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

777 108TH AVENUE NORTH EAST

BELLEVUE, WA 98004

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Solomon Karmel’s Registration & Firm History

WA

11/12/2020 - Present

Cetera Investment Advisers LLC (BELLEVUE WA)

WA

04/03/2003 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (BELLEVUE WA)

NY

05/24/2002 - 02/20/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 6/6/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/22/2005

Series 24 - General Securities Principal Examination

BC

Issued 6/2/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 5/18/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/14/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 5/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Solomon Mark Karmel. Review regulatory record here.
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