Unclaimed
Solomon Karmel is a registered investment advisor representative with Cetera Investment Advisers LLC. Solomon has been in the financial services industry since 2002. Solomon is licensed in 31 states and has passed 8 FINRA exams, including the Series 7, 66, 24, 10, 9, 31, SIE, and 99TO exams. Solomon has worked with First Allied Securities, Inc. and Morgan Stanley DW Inc. in the past. Cetera Investment Advisers LLC is a registered investment advisor based in Schaumburg, Illinois. The firm has approximately 423,554 accounts under management with $104,468,595,111 in assets. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
11/12/2020 - Present
Cetera Investment Advisers LLC (BELLEVUE WA)
WA
04/03/2003 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BELLEVUE WA)
NY
05/24/2002 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 6/6/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 6/2/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 5/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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