Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Solomon? Claim Your ProfileSolomon David Mindlin is a registered representative with Oppenheimer & Co. Inc. Solomon has been in the industry since September 7, 2016. Previously Solomon worked at Barclays Capital Inc., HSBC Securities (USA) Inc., Perella Weinberg Partners LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Solomon holds Series 63, Series 7TO, SIE, and Series 79 licenses and is registered in New York and North Carolina. Solomon is a financial advisor with Oppenheimer & Co. Inc. providing financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/07/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/16/2021 - 06/08/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/01/2019 - 06/28/2021
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
CA
08/23/2017 - 10/16/2018
PERELLA WEINBERG PARTNERS LP (Los Angeles CA)
CA
03/15/2016 - 07/11/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BC
Issued 04/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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