Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Solomon? Claim Your ProfileSolomon Cartier is a financial advisor with over 20 years of experience in the industry. Solomon is a Certified Financial Planner™ professional and holds both Series 63 and 65 licenses. Solomon is currently registered with Hightower Advisors, LLC in Dallas, TX. Prior to joining Hightower Advisors, LLC, Solomon was affiliated with International Assets Advisory, LLC, USAA Financial Advisors, Inc., First Heartland Capital, Inc., Sethi Financial Investments, Inc., Wells Fargo Advisors, LLC, TD Ameritrade, Inc., 1st Global Capital Corp., Chase Investment Services Corp., and Fidelity Brokerage Services LLC. Solomon specializes in providing financial advice to individuals, families, and businesses. Solomon is committed to providing personalized financial planning and investment management services that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
02/05/2021 - Present
Hightower Advisors, LLC (Dallas TX)
TX
08/15/2019 - 11/04/2020
INTERNATIONAL ASSETS ADVISORY, LLC (DALLAS TX)
TX
12/22/2014 - 08/08/2019
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
03/07/2012 - 10/31/2014
FIRST HEARTLAND CAPITAL, INC. (MCKINNEY TX)
TX
10/17/2011 - 02/06/2012
SETHI FINANCIAL INVESTMENTS, INC. (PLANO TX)
TX
06/30/2010 - 10/13/2011
WELLS FARGO ADVISORS, LLC (MCKINNEY TX)
TX
09/14/2006 - 01/20/2009
TD AMERITRADE, INC. (FORT WORTH TX)
TX
02/22/2005 - 08/04/2006
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IL
06/17/2003 - 04/19/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
RI
06/27/1997 - 05/16/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 06/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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