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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Solmaria? Claim Your ProfileSolmaria Cruzado is an investment advisor representative associated with Wells Fargo Clearing Services, LLC, a firm that manages $10 billion - $50 billion in client assets. Solmaria has been in the industry since 2015 and holds a Series 7TO, Series 6 and SIE license. Solmaria currently holds registrations in Florida, New Jersey, North Carolina and Pennsylvania. Solmaria is also registered as an Investment Advisor Representative in Pennsylvania. Solmaria is also a licensed agent in Pennsylvania. Solmaria has 2 state exams, 3 product exams, and is licensed as a Registered Representative in 4 states and an Investment Advisor Representative in 1 state. Solmaria has a total of 11 approved SRO registrations, 1 approved FINRA registration, 4 approved state registrations and 1 approved IA state registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/15/2021 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
BOTH
Issued 12/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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