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Soleil Katherine Lum

Summit Asset Management LLC

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About Soleil Katherine Lum

Soleil Katherine Lum is a financial professional registered with Summit Asset Management LLC, a Registered Investment Advisor headquartered in Memphis, TN. Soleil is currently licensed in Tennessee and is a Certified Financial Planner. Soleil has been active in the financial services industry since December of 2013. Prior to joining Summit Asset Management LLC, Soleil worked for Northwestern Mutual Investment Services, LLC in Shreveport, LA.

Firm Information

Soleil Lum is currently registered with Summit Asset Management LLC. Summit Asset Management LLC, headquartered in Memphis, TN, is an investment advisor specializing in providing financial planning, pension consulting, and portfolio management services for individuals, corporations, and charitable organizations. The firm manages a total of $851,437,015 in regulatory assets, serving over 1,470 clients. Summit Asset Management LLC is also known for its selection of other advisors, contributing to a comprehensive approach to client financial well-being.
Summit Asset Management LLC

5100 WHEELIS DRIVE

MEMPHIS, TN 38117

$851.44M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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general consultations

General consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Soleil Lum’s Registration & Firm History

TN

09/17/2018 - Present

Summit Asset Management LLC (MEMPHIS TN)

LA

12/11/2013 - 04/29/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SHREVEPORT LA)

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Licenses & Designations

BC

Issued 01/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Soleil Katherine Lum.
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