Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soledad? Claim Your ProfileSoledad Longoria Seman is an Investment Advisor Representative at Finamex Asset Management, LLC. Soledad has been in the financial industry since 1998 and has held various positions with several firms including Deutsche Bank Securities Inc., Gamma Capital Securities, Inc and Global Financial Services, L.L.C. Soledad is registered with the state of Texas to provide investment advisory services. She is also a registered principal and holds the Series 7, 9, 10, 14, 24, 63, 65, 99TO and SIE licenses. Soledad specializes in providing financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/28/2023 - Present
Finamex Asset Management, LLC (THE WOODLANDS TX)
TX
09/10/2015 - 07/13/2016
GLOBAL FINANCIAL SERVICES, L.L.C. (HOUSTON TX)
TX
03/03/2003 - 12/12/2014
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
09/02/1997 - 05/04/2001
GAMMA CAPITAL SECURITIES, INC (THE WOODLANDS TX)
TX
12/23/1996 - 06/25/1997
BANCOMER SECURITIES INTERNATIONAL INC. (HOUSTON TX)
TX
08/22/1994 - 04/23/1996
GLOBAL FINANCIAL SERVICES, L.L.C. (HOUSTON TX)
NY
10/07/1992 - 07/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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