Unclaimed
Sokol Tufa is a financial professional with experience in the securities industry. Sokol has been registered with the Financial Industry Regulatory Authority (FINRA) since May 2019. Sokol is currently employed by Liquidnet, Inc. Sokol holds the Series 7TO and SIE licenses. Sokol is registered in Colorado and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2019 - Present
Liquidnet, Inc. (NEW YORK NY)
BC
Issued 05/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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