Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Soichiro? Claim Your ProfileSoichiro Yamada is a registered representative with Smbc Nikko Securities America, Inc. in New York, NY. Soichiro has been in the securities industry since January 5, 2024. Soichiro has passed the Series 63, Series 79TO, and SIE exams. Soichiro is currently registered in 51 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/06/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 03/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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