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Sohel Sethi

BNP Paribas Securities Corp.

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About Sohel Sethi

Sohel Sethi is a registered representative with BNP Paribas Securities Corp. Sohel began their career in the financial services industry on August 7, 2010. Sohel has been registered with the firm since January 8, 2021. Sohel holds a variety of licenses, including Series 7, Series 63, Series 57TO, Series 99TO and the SIE. Prior to joining BNP Paribas Securities Corp., Sohel was employed by DEUTSCHE BANK SECURITIES INC. Sohel is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Sohel Sethi is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sohel Sethi’s Registration & Firm History

NY

01/08/2021 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

08/04/2010 - 01/04/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sohel Sethi.
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