Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sohan? Claim Your ProfileSohan Talwalker is a financial professional with over 18 years of experience in the industry. Sohan is currently registered with Bofa Securities, Inc. and holds the Series 7, Series 24, Series 57, Series 79 and Series 99 securities licenses. Sohan has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BMO Capital Markets Corp., Wells Fargo Securities, LLC, Piper Jaffray & Co., and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
04/26/2023 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
12/09/2022 - 04/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
07/30/2019 - 08/26/2022
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
09/29/2014 - 05/22/2019
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
05/15/2009 - 09/30/2014
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
08/24/2006 - 12/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
09/02/2004 - 07/26/2006
JEFFERIES & COMPANY, INC. (FOSTER CITY CA)
BC
Issued 06/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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