Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sofia? Claim Your ProfileSofia Wall is a financial advisor with Empower Financial Services, Inc. Sofia has been in the financial services industry since 2020. She holds the Series 63, Series 6TO and SIE licenses. Sofia is registered with FINRA and is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Sofia was previously employed by Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/19/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
08/15/2020 - 02/06/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (El Paso TX)
BC
Issued 11/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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