Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sofia? Claim Your ProfileSofia Vasconcellos Rivas is a registered representative of Neuberger Berman BD LLC. Sofia has been in the securities industry since April 15, 2021 and is currently registered with FINRA. Before joining Neuberger Berman BD LLC, Sofia was employed by PIMCO INVESTMENTS LLC from June 16, 2020 to February 11, 2022. Sofia has passed the Series 63, Series 7TO, and SIE exams. Sofia is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/10/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/16/2020 - 02/11/2022
PIMCO INVESTMENTS LLC (NEW YORK NY)
BC
Issued 08/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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