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Sofia Panagiotakis

Ernst & Young Capital Advisors, LLC

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About Sofia Panagiotakis

Sofia Panagiotakis is a registered representative with Ernst & Young Capital Advisors, LLC. Sofia has been in the securities industry since 2008 and is licensed to sell securities in New York. Sofia has passed the Series 7, Series 63, and SIE exams. Sofia previously worked at Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Sofia Panagiotakis is currently registered with Ernst & Young Capital Advisors, LLC. Ernst & Young Capital Advisors, LLC is a Limited Liability Company formed on November 6, 2009. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sofia Panagiotakis’s Registration & Firm History

NY

08/11/2011 - Present

Ernst & Young Capital Advisors, LLC (New York NY)

NY

09/22/2008 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/12/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sofia Panagiotakis.
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