Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sofia? Claim Your ProfileSofia Askari is a registered representative of Northwestern Mutual Investment Services, LLC. Sofia is licensed to sell securities in California. Sofia obtained their Series 6TO and SIE licenses in June 2024. Sofia has been in the securities industry for less than a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
06/24/2024 - Present
Northwestern Mutual Investment Services, LLC (San Diego CA)
BC
Issued 06/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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