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Sofia Erailda Sema

Evercore Group LLC

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About Sofia Erailda Sema

Sofia Erailda Sema is a registered representative with Evercore Group LLC. Sofia has been in the industry since 2009. Sofia holds Series 7, 79, 55, 57TO, 63 and Series 24 licenses. Sofia has been a registered representative with Evercore Group LLC since April 2019. Previously, Sofia was registered with CANACCORD GENUITY LLC, H.C.WAINWRIGHT & CO., LLC and MAXIM GROUP LLC. Sofia's previous employment with ADVANCED EQUITIES, INC. was terminated in 2014.

Firm Information

Sofia Sema is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sofia Sema’s Registration & Firm History

NY

04/04/2019 - Present

Evercore Group LLC (NEW YORK NY)

NY

01/17/2018 - 02/15/2019

CANACCORD GENUITY LLC (NEW YORK NY)

NY

12/12/2014 - 01/19/2018

H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)

NY

07/15/2010 - 11/25/2014

MAXIM GROUP LLC (NEW YORK NY)

NY

06/18/2009 - 07/19/2010

ADVANCED EQUITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/14/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sofia Erailda Sema.
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