Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sofia? Claim Your ProfileSofia Kostopoulos is an active investment advisor representative registered with Citigroup Global Markets Inc.. Sofia has been in the industry since January 23, 2001, and has held previous positions with various financial institutions, including Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Citigroup Global Markets Inc.. Sofia is also a registered representative of the firm. Sofia has a variety of licenses and qualifications, including the Series 63, 66, 7, 9, 10, 99TO, and SIE exams. Sofia's expertise includes portfolio management, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/07/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
VA
04/15/2021 - 01/26/2023
WELLS FARGO CLEARING SERVICES, LLC (VIRGINIA BEACH VA)
MD
02/19/2020 - 03/23/2021
J.P. MORGAN SECURITIES LLC (Rockville MD)
VA
04/24/2019 - 12/17/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GLEN ALLEN VA)
VA
04/24/2019 - 12/17/2019
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
FL
05/29/2007 - 02/28/2019
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
03/20/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (PLANTATION FL)
AL
09/16/2005 - 02/06/2006
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
NY
09/29/2004 - 06/24/2005
IFMG SECURITIES, INC. (PURCHASE NY)
TN
06/04/2003 - 07/11/2003
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
06/19/2000 - 12/17/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
11/03/1999 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
11/17/1997 - 10/11/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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