Unclaimed
Socorro Evangeline Fajardo is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Socorro has been in the industry since 2016 and has a broad range of experience working with individuals, corporations, and institutional clients. Socorro is licensed to provide financial and investment advice in multiple states, including Illinois and Texas. Socorro is dedicated to providing personalized financial advice and investment strategies tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLOWBROOK IL)
IL
04/18/2016 - 07/31/2017
PRINCIPAL SECURITIES, INC. (Downers Grove IL)
IL
03/08/2016 - 04/05/2016
NYLIFE SECURITIES LLC (SCHAUMBURG IL)
BOTH
Issued 06/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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