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Sobani Mulenga Warner

Siebert Williams Shank & CO., LLC

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About Sobani Mulenga Warner

Sobani Mulenga Warner is a registered representative with Siebert Williams Shank & CO., LLC. Sobani is located in Windermere, Florida. Sobani has been in the securities industry for over 20 years and holds several licenses including Series 7, Series 63, Series 24, and Series 87. Sobani has worked at several firms including The Williams Capital Group, L.P., Bear, Stearns & Co. Inc. and J.P. Morgan Securities Inc.

Firm Information

Sobani Warner is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sobani Warner’s Registration & Firm History

FL

11/05/2019 - Present

Siebert Williams Shank & CO., LLC (Windermer FL)

NY

08/06/2012 - 11/05/2019

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

02/03/2000 - 12/19/2003

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

07/21/1995 - 03/01/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/28/1992 - 06/08/1995

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/03/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/05/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/25/1998

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sobani Mulenga Warner.
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