Unclaimed
So young Yom is a financial advisor with Nylife Securities LLC. So young has been in the financial services industry since 2001. So young has a Series 6, Series 63 and SIE license. So young has been registered with the state of California since 2008. So young was previously registered with PRUCO SECURITIES, LLC., NYLIFE SECURITIES INC. and WMA SECURITIES, INC. So young is a financial advisor based in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/19/2008 - Present
Nylife Securities LLC (LOS ANGELES CA)
CA
05/14/2004 - 10/13/2008
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
NY
12/20/2001 - 05/25/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
03/23/2001 - 11/16/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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