Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sneha? Claim Your ProfileSneha Jose is a financial advisor with over 12 years of experience in the financial services industry. Sneha has been registered with Citigroup Global Markets Inc. since January 2023, and also holds registration with Citi Private Alternatives, LLC. Sneha previously worked at Stifel, Nicolaus & Company, Incorporated from December 2015 to December 2022, and at Barclays Capital Inc. from September 2012 to December 2015. Sneha is registered in 53 states and the District of Columbia, and has a Series 3, Series 7, Series 66 and SIE license. Sneha Jose is a financial advisor who provides portfolio management services to businesses and individuals. Sneha Jose also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/09/2023 - Present
Citigroup Global Markets Inc. (New York NY)
NY
12/04/2015 - 12/19/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/11/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 8/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2014
Series 3 - National Commodity Futures Examination
BC
Issued 9/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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