Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Smith? Claim Your ProfileSmith Vioselin is an active investment advisor representative at RBC Capital Markets, LLC. Smith has worked in the financial industry since 2011 and holds multiple licenses, including Series 7, 24, 63 and 66. Smith has experience working with high net worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and pooled investment vehicles. Prior to joining RBC Capital Markets, LLC, Smith held positions at FORESIDE GLOBAL SERVICES, LLC, MGI FUNDS DISTRIBUTORS, LLC, FORESIDE DISTRIBUTION SERVICES, L.P., FORESIDE FINANCIAL SERVICES, LLC, FORESIDE FUND SERVICES, LLC, FORESIDE FUNDS DISTRIBUTORS LLC, FUNDS DISTRIBUTOR, LLC, IMST DISTRIBUTORS, LLC, NORTHERN FUNDS DISTRIBUTORS, LLC, PARNASSUS FUNDS DISTRIBUTOR, LLC, QUASAR DISTRIBUTORS, LLC, COMPASS DISTRIBUTORS, LLC, EATON VANCE DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BOFA DISTRIBUTORS, INC., COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC., INLINE BROKERS, INC., and SANDS BROTHERS & CO., LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
04/10/2024 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
01/02/2024 - 03/15/2024
FORESIDE GLOBAL SERVICES, LLC (Stoughton MA)
MA
04/21/2022 - 03/15/2024
MGI FUNDS DISTRIBUTORS, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
FORESIDE DISTRIBUTION SERVICES, L.P. (Stoughton MA)
MA
12/15/2021 - 03/15/2024
FORESIDE FINANCIAL SERVICES, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
FORESIDE FUND SERVICES, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
FORESIDE FUNDS DISTRIBUTORS LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
FUNDS DISTRIBUTOR, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
IMST DISTRIBUTORS, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
NORTHERN FUNDS DISTRIBUTORS, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
PARNASSUS FUNDS DISTRIBUTOR, LLC (Stoughton MA)
MA
12/15/2021 - 03/15/2024
QUASAR DISTRIBUTORS, LLC (Stoughton MA)
MA
12/15/2021 - 10/11/2023
COMPASS DISTRIBUTORS, LLC (Stoughton MA)
MA
10/25/2019 - 06/14/2021
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
RI
07/15/2011 - 10/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
06/03/2010 - 07/13/2011
BOFA DISTRIBUTORS, INC. (BOSTON MA)
MA
05/01/2010 - 05/24/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
07/10/2006 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
09/17/2003 - 07/02/2004
INLINE BROKERS, INC. (NEW YORK NY)
NY
08/15/2003 - 11/06/2003
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 10/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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