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Smita Roshanlal Dak

Foreside Global Services, LLC

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About Smita Roshanlal Dak

Smita Roshanlal Dak is a Registered Representative with Foreside Global Services, LLC. Smita has two securities registrations, including Series 82TO and the SIE exam, which was most recently taken on July 10, 2024. Smita is located in Jersey City, NJ.

Firm Information

Smita Dak is currently registered with Foreside Global Services, LLC. Foreside Global Services, LLC is a Limited Liability Company formed in January 2012. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Foreside Global Services, LLC has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Smita Dak’s Registration & Firm History

NJ

07/10/2024 - Present

Foreside Global Services, LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 07/10/2024

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 06/18/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Smita Roshanlal Dak.
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