Unclaimed
Smita Shah is a registered representative with Nylife Securities LLC. Smita has been in the industry since August 27, 2010 and has a Series 6 license. Smita's registration with the state of New Jersey was approved on January 27, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/21/2016 - Present
Nylife Securities LLC (EDISON NJ)
NJ
07/26/2010 - 12/18/2015
HD VEST INVESTMENT SERVICES (MOUNT TABOR NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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